Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YIK FAI
Chinese Name of Relevant Individual
黃奕輝
HKMA Registration Number
AA1339
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS & SERVICES MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATIONS & SERVICES MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2019 - 04 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2019 - 04 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2015 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2015 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2008 - 10 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2008 - 10 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2006 - 12 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2005 - 26 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2005 - 11 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2005 - 21 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2005 - 21 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YIK FAI
:
Chinese Name of Relevant Individual
黃奕輝
:
HKMA Registration Number
AA1339
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Oct 2019
No
BRANCH OPERATIONS & SERVICES MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Oct 2019
No
BRANCH OPERATIONS & SERVICES MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1339
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 19 Oct 2019
No
AA1339
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 19 Oct 2019
No
AA1339
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Mar 2019 - 04 Sep 2019
No
AA1339
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Mar 2019 - 04 Sep 2019
No
AA1339
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Oct 2015 - 27 Feb 2019
No
AA1339
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Oct 2015 - 27 Feb 2019
No
AA1339
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Sep 2015
No
AA1339
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Sep 2015
No
AA1339
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 Sep 2008 - 10 Aug 2015
No
AA1339
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 Sep 2008 - 10 Aug 2015
No
AA1339
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jun 2006 - 12 Aug 2008
No
AA1339
MEVAS BANK LIMITED
Type 1: dealing in securities
06 Nov 2005 - 26 Apr 2006
No
AA1339
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
28 Apr 2005 - 11 Oct 2005
No
AA1339
MEVAS BANK LIMITED
Type 1: dealing in securities
01 Apr 2005 - 21 Apr 2005
No
AA1339
MEVAS BANK LIMITED
Type 4: advising on securities
01 Apr 2005 - 21 Apr 2005
No
AA1339
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Aug 2004 - 16 Nov 2004
No
AA1339
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2003 - 16 Jun 2004
No
AA1339
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2003 - 16 Jun 2004
No
AA1339
DBS BANK (HONG KONG) LIMITED
Type 7: providing automated trading services
05 May 2003 - 16 Jun 2004
No
AA1339
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 04 May 2003
No
AA1339
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 04 May 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.