Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI NGA
Chinese Name of Relevant Individual
黃慧雅
HKMA Registration Number
AA1346
Other HKMA Registration Number(s)
AC4782
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2021 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2021 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2019 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2019 - 16 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 30 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2004 - 30 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 16 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 16 Jul 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI NGA
:
Chinese Name of Relevant Individual
黃慧雅
:
HKMA Registration Number
AA1346
:
Other HKMA Registration Number(s)
AC4782
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC4782
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Jul 2021 - 16 Jun 2023
No
AC4782
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
08 Jul 2021 - 16 Jun 2023
No
AC4782
CITIBANK, N.A.
Type 1: dealing in securities
20 Sep 2019 - 16 Jun 2023
No
AC4782
CITIBANK, N.A.
Type 4: advising on securities
20 Sep 2019 - 16 Jun 2023
No
AC4782
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 30 Jun 2021
No
AC4782
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 30 Jun 2021
No
AC4782
CITIBANK, N.A.
Type 1: dealing in securities
20 Feb 2005 - 07 Jul 2005
No
AC4782
CITIBANK, N.A.
Type 4: advising on securities
20 Feb 2005 - 07 Jul 2005
No
AA1346
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
24 Aug 2004 - 30 Jan 2005
No
AA1346
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 16 Jul 2004
No
AA1346
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 16 Jul 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
