Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, LIE PING
Chinese Name of Relevant Individual
王莉萍
HKMA Registration Number
AA1365
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2017 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2017 - 25 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2012 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2012 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2011 - 29 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2010 - 10 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 9: asset management
Effective Period
16 Nov 2010 - 07 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2008 - 04 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2008 - 29 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2008 - 09 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2006 - 11 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 11 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 11 Jan 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, LIE PING
:
Chinese Name of Relevant Individual
王莉萍
:
HKMA Registration Number
AA1365
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1365
LGT BANK AG
Type 1: dealing in securities
18 Oct 2017 - 25 Jan 2019
No
AA1365
LGT BANK AG
Type 4: advising on securities
18 Oct 2017 - 25 Jan 2019
No
AA1365
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
12 May 2012 - 21 Jul 2017
No
AA1365
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
12 May 2012 - 21 Jul 2017
No
AA1365
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
14 Jul 2011 - 29 Mar 2012
No
AA1365
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
16 Nov 2010 - 10 Jul 2011
No
AA1365
CREDIT AGRICOLE (SUISSE) SA
Type 9: asset management
16 Nov 2010 - 07 Jul 2011
No
AA1365
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
21 Aug 2008 - 04 Nov 2010
No
AA1365
ING BANK N.V.
Type 1: dealing in securities
15 Jul 2008 - 29 Jan 2010
No
AA1365
ING BANK N.V.
Type 1: dealing in securities
15 Jun 2008 - 09 Jul 2008
No
AA1365
ING BANK N.V.
Type 1: dealing in securities
12 Jan 2006 - 11 Jun 2008
No
AA1365
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 11 Jan 2006
No
AA1365
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 11 Jan 2006
No
AA1365
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 Jul 2005
No
AA1365
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 06 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.