Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KWOK NING
Chinese Name of Relevant Individual
黃國寧
HKMA Registration Number
AA1368
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SR RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SR RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2023 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2023 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2020 - 13 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2020 - 13 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 29 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 29 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2011 - 29 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2011 - 29 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 30 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2006 - 30 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 25 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 25 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KWOK NING
:
Chinese Name of Relevant Individual
黃國寧
:
HKMA Registration Number
AA1368
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2025
No
SR RELATIONSHIP MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2025
No
SR RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1368
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 14 Jan 2025
No
AA1368
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 14 Jan 2025
No
AA1368
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Feb 2023 - 27 Sep 2024
No
AA1368
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Feb 2023 - 27 Sep 2024
No
AA1368
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
06 Mar 2020 - 13 Jan 2023
No
AA1368
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
06 Mar 2020 - 13 Jan 2023
No
AA1368
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 29 Feb 2020
No
AA1368
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 29 Feb 2020
No
AA1368
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Aug 2011 - 29 Feb 2020
No
AA1368
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Aug 2011 - 29 Feb 2020
No
AA1368
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2006 - 30 Jun 2011
No
AA1368
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2006 - 30 Jun 2011
No
AA1368
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 25 May 2006
No
AA1368
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 25 May 2006
No
AA1368
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2003 - 06 Jul 2005
No
AA1368
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2003 - 06 Jul 2005
No
AA1368
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 28 Aug 2003
No
AA1368
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 28 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.