Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KWOK CHEUNG
Chinese Name of Relevant Individual
HKMA Registration Number
AA1369
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Jan 2010
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF KEY CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
14 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF KEY CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
04 Mar 2010
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF KEY CLIENT ADVISOR
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
14 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF KEY CLIENT ADVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
LGT BANK AG
SFC CE number
AWF529
Business Address
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 14 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 14 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 16 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 16 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 16 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 16 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KWOK CHEUNG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA1369
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
12 Jan 2010
No
HEAD OF KEY CLIENT ADVISOR
LGT BANK AG
Type 2: dealing in futures contracts
14 Jun 2014
No
HEAD OF KEY CLIENT ADVISOR
LGT BANK AG
Type 4: advising on securities
04 Mar 2010
No
HEAD OF KEY CLIENT ADVISOR
LGT BANK AG
Type 5: advising on futures contracts
14 Jun 2014
No
HEAD OF KEY CLIENT ADVISOR
Name of Registered Institution
SFC CE number
Business Address
LGT BANK AG
AWF529
SUITE 4203, TWO EXCHANGE SQUARE, 8 CONNAUGHT PLACE, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1369
LGT BANK AG
Type 2: dealing in futures contracts
Since 14 Jun 2014
No
AA1369
LGT BANK AG
Type 5: advising on futures contracts
Since 14 Jun 2014
No
AA1369
LGT BANK AG
Type 1: dealing in securities
Since 10 Aug 2011
No
AA1369
LGT BANK AG
Type 4: advising on securities
Since 10 Aug 2011
No
AA1369
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 16 Aug 2007
No
AA1369
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 16 Aug 2007
No
AA1369
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 16 Aug 2007
No
AA1369
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 16 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
