Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KUNG WING ELROY
Chinese Name of Relevant Individual
黃共榮
HKMA Registration Number
AA1371
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2021 - 09 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2021 - 09 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
29 Nov 2018 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
29 Nov 2018 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2016 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2016 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2012 - 08 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2012 - 08 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2012 - 30 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2011 - 30 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2011 - 30 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
27 Jun 2011 - 30 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2007 - 10 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 15 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 15 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KUNG WING ELROY
:
Chinese Name of Relevant Individual
黃共榮
:
HKMA Registration Number
AA1371
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1371
ROYAL BANK OF CANADA
Type 1: dealing in securities
15 Nov 2021 - 09 Feb 2024
No
AA1371
ROYAL BANK OF CANADA
Type 4: advising on securities
15 Nov 2021 - 09 Feb 2024
No
AA1371
LGT BANK AG
Type 2: dealing in futures contracts
29 Nov 2018 - 28 Jan 2021
No
AA1371
LGT BANK AG
Type 5: advising on futures contracts
29 Nov 2018 - 28 Jan 2021
No
AA1371
LGT BANK AG
Type 1: dealing in securities
04 Oct 2016 - 28 Jan 2021
No
AA1371
LGT BANK AG
Type 4: advising on securities
04 Oct 2016 - 28 Jan 2021
No
AA1371
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
06 Sep 2012 - 08 Aug 2016
No
AA1371
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
06 Sep 2012 - 08 Aug 2016
No
AA1371
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Jan 2012 - 30 Jul 2012
No
AA1371
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
27 Jun 2011 - 30 Jul 2012
No
AA1371
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
27 Jun 2011 - 30 Jul 2012
No
AA1371
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
27 Jun 2011 - 30 Jul 2012
No
AA1371
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
24 Apr 2007 - 10 Jun 2011
No
AA1371
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 15 Mar 2007
No
AA1371
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 15 Mar 2007
No
AA1371
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 15 Mar 2007
No
AA1371
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 15 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.