Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KUNG HO ALEXANDER
Chinese Name of Relevant Individual
王恭浩
HKMA Registration Number
AA1372
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2018 - 09 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2018 - 09 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2017 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2017 - 11 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2008 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2008 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
13 Apr 2006 - 29 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2005 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2005 - 31 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2004 - 21 Aug 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2004 - 21 Aug 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KUNG HO ALEXANDER
:
Chinese Name of Relevant Individual
王恭浩
:
HKMA Registration Number
AA1372
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1372
CREDIT SUISSE AG
Type 1: dealing in securities
24 Jan 2018 - 09 Nov 2018
No
AA1372
CREDIT SUISSE AG
Type 4: advising on securities
24 Jan 2018 - 09 Nov 2018
No
AA1372
UBS AG
Type 1: dealing in securities
24 Jan 2017 - 11 Oct 2017
No
AA1372
UBS AG
Type 4: advising on securities
24 Jan 2017 - 11 Oct 2017
No
AA1372
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016
No
AA1372
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016
No
AA1372
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
05 Jul 2008 - 30 Sep 2016
No
AA1372
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
05 Jul 2008 - 30 Sep 2016
No
AA1372
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
13 Apr 2006 - 29 Jun 2008
No
AA1372
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
13 Apr 2006 - 29 Jun 2008
No
AA1372
AMERICAN EXPRESS BANK LIMITED
Type 9: asset management
13 Apr 2006 - 29 Jun 2008
No
AA1372
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2005 - 31 Mar 2006
No
AA1372
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2005 - 31 Mar 2006
No
AA1372
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
21 Jul 2004 - 21 Aug 2005
No
AA1372
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
21 Jul 2004 - 21 Aug 2005
No
AA1372
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 17 Jun 2004
No
AA1372
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 17 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.