Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HUNG HA
Chinese Name of Relevant Individual
王紅霞
HKMA Registration Number
AA1374
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2010 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2010 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2010 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2010 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2007 - 22 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2007 - 22 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2008 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2008 - 12 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2007 - 07 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2007 - 07 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2004 - 20 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 01 Jan 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 01 Jan 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HUNG HA
:
Chinese Name of Relevant Individual
王紅霞
:
HKMA Registration Number
AA1374
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1374
CITIBANK, N.A.
Type 1: dealing in securities
29 Aug 2010 - 18 Feb 2022
No
AA1374
CITIBANK, N.A.
Type 4: advising on securities
29 Aug 2010 - 18 Feb 2022
No
AA1374
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Aug 2010 - 18 Feb 2022
No
AA1374
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
29 Aug 2010 - 18 Feb 2022
No
AA1374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jun 2007 - 22 Aug 2010
No
AA1374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jun 2007 - 22 Aug 2010
No
AA1374
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
01 May 2008 - 12 Oct 2008
No
AA1374
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
01 May 2008 - 12 Oct 2008
No
AA1374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 May 2007 - 07 Jun 2007
No
AA1374
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 May 2007 - 07 Jun 2007
No
AA1374
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
07 Jan 2004 - 20 May 2007
No
AA1374
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 01 Jan 2004
No
AA1374
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 01 Jan 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.