Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HIU LING
Chinese Name of Relevant Individual
黃曉玲
HKMA Registration Number
AA1376
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2009 - 08 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2008 - 14 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2004 - 27 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2004 - 27 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2003 - 02 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2003 - 02 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 May 2003 - 02 Jul 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 04 May 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 04 May 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HIU LING
:
Chinese Name of Relevant Individual
黃曉玲
:
HKMA Registration Number
AA1376
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1376
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
23 Jun 2009 - 08 Mar 2010
No
AA1376
UBS AG
Type 1: dealing in securities
29 May 2008 - 14 Apr 2009
No
AA1376
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jun 2004 - 27 Apr 2008
No
AA1376
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jun 2004 - 27 Apr 2008
No
AA1376
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Nov 2003 - 02 Jul 2004
No
AA1376
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 May 2003 - 02 Jul 2004
No
AA1376
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 May 2003 - 02 Jul 2004
No
AA1376
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 04 May 2003
No
AA1376
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 04 May 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.