Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHI HUNG
Chinese Name of Relevant Individual
黃志雄
HKMA Registration Number
AA1384
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Sep 2016
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Sep 2016
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BNP PARIBAS
SFC CE number
AAF564
Business Address
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2015 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2012 - 23 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2010 - 23 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2010 - 23 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
20 Apr 2010 - 23 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 9: asset management
Effective Period
29 Sep 2009 - 29 Apr 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2009 - 21 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2009 - 21 Apr 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 9: asset management
Effective Period
13 Jun 2009 - 28 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2008 - 29 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2008 - 29 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 23
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHI HUNG
:
Chinese Name of Relevant Individual
黃志雄
:
HKMA Registration Number
AA1384
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016
No
WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BNP PARIBAS
AAF564
60/F AND 63/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1384
BNP PARIBAS
Type 1: dealing in securities
Since 30 Sep 2016
No
AA1384
BNP PARIBAS
Type 4: advising on securities
Since 30 Sep 2016
No
AA1384
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
06 Jun 2015 - 30 Sep 2016
No
AA1384
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
06 Jun 2015 - 30 Sep 2016
No
AA1384
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Jan 2012 - 23 May 2015
No
AA1384
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
20 Apr 2010 - 23 May 2015
No
AA1384
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
20 Apr 2010 - 23 May 2015
No
AA1384
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
20 Apr 2010 - 23 May 2015
No
AA1384
BARCLAYS BANK PLC
Type 9: asset management
29 Sep 2009 - 29 Apr 2010
Yes
AA1384
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Jan 2009 - 21 Apr 2010
No
AA1384
BARCLAYS BANK PLC
Type 4: advising on securities
03 Jan 2009 - 21 Apr 2010
No
AA1384
BARCLAYS BANK PLC
Type 9: asset management
13 Jun 2009 - 28 Sep 2009
No
AA1384
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2008 - 29 Dec 2008
No
AA1384
BARCLAYS BANK PLC
Type 4: advising on securities
04 Dec 2008 - 29 Dec 2008
No
AA1384
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2008 - 20 Nov 2008
No
AA1384
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 20 Nov 2008
No
AA1384
CITIBANK, N.A.
Type 1: dealing in securities
07 Apr 2006 - 20 Nov 2008
No
AA1384
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Apr 2006 - 20 Nov 2008
No
AA1384
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
13 Apr 2004 - 16 Mar 2006
No
AA1384
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
13 Apr 2004 - 16 Mar 2006
No
AA1384
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
13 Apr 2004 - 16 Mar 2006
No
AA1384
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 15 Apr 2004
No
AA1384
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 15 Apr 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
