Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAN, WAI CHEUNG
Chinese Name of Relevant Individual
HKMA Registration Number
AA1389
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
21 Aug 2014 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
21 Aug 2014 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2014 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2014 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2010 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2010 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 19 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 19 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 19 Feb 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 19 Feb 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAN, WAI CHEUNG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA1389
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1389
LGT BANK AG
Type 2: dealing in futures contracts
21 Aug 2014 - 18 Dec 2024
No
AA1389
LGT BANK AG
Type 5: advising on futures contracts
21 Aug 2014 - 18 Dec 2024
No
AA1389
LGT BANK AG
Type 1: dealing in securities
18 Aug 2014 - 18 Dec 2024
No
AA1389
LGT BANK AG
Type 4: advising on securities
18 Aug 2014 - 18 Dec 2024
No
AA1389
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 Nov 2010 - 14 May 2014
No
AA1389
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 Nov 2010 - 14 May 2014
No
AA1389
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 19 Feb 2009
No
AA1389
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 19 Feb 2009
No
AA1389
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 19 Feb 2009
No
AA1389
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 19 Feb 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.