Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSOI, KIN YING
Chinese Name of Relevant Individual
蔡建英
HKMA Registration Number
AA1398
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2014 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2014 - 31 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2008 - 11 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2008 - 11 Sep 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2005 - 11 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2005 - 11 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 07 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 07 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSOI, KIN YING
:
Chinese Name of Relevant Individual
蔡建英
:
HKMA Registration Number
AA1398
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1398
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2014 - 31 Mar 2017
No
AA1398
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2014 - 31 Mar 2017
No
AA1398
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 May 2008 - 11 Sep 2011
No
AA1398
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 May 2008 - 11 Sep 2011
No
AA1398
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Aug 2005 - 11 May 2008
No
AA1398
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Aug 2005 - 11 May 2008
No
AA1398
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 07 Apr 2005
No
AA1398
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 07 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.