Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

TSAO, HUNG WAI

Chinese Name of Relevant Individual

曹雄偉

HKMA Registration Number

AA1409

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BANK OF SINGAPORE LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2021 - 27 Jul 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF SINGAPORE LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

11 May 2018 - 27 Jul 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

21 Feb 2013 - 02 May 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

21 Feb 2013 - 02 May 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

06 Jan 2006 - 17 Feb 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

06 Jan 2006 - 17 Feb 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE

Regulated Activity

Type 1: dealing in securities

Effective Period

09 Mar 2005 - 07 Nov 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE

Regulated Activity

Type 4: advising on securities

Effective Period

09 Mar 2005 - 07 Nov 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 10 Mar 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 10 Mar 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

TSAO, HUNG WAI

:

Chinese Name of Relevant Individual

曹雄偉

:

HKMA Registration Number

AA1409

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1409

BANK OF SINGAPORE LIMITED

Type 4: advising on securities

01 Apr 2021 - 27 Jul 2022

No

AA1409

BANK OF SINGAPORE LIMITED

Type 1: dealing in securities

11 May 2018 - 27 Jul 2022

No

AA1409

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

21 Feb 2013 - 02 May 2018

No

AA1409

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

21 Feb 2013 - 02 May 2018

No

AA1409

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

06 Jan 2006 - 17 Feb 2013

No

AA1409

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

06 Jan 2006 - 17 Feb 2013

No

AA1409

CREDIT SUISSE

Type 1: dealing in securities

09 Mar 2005 - 07 Nov 2005

No

AA1409

CREDIT SUISSE

Type 4: advising on securities

09 Mar 2005 - 07 Nov 2005

No

AA1409

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 10 Mar 2005

No

AA1409

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 10 Mar 2005

No