Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TIN, CARMEN
Chinese Name of Relevant Individual
田美蘭
HKMA Registration Number
AA1418
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2025 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2025 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2024 - 14 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2024 - 14 Oct 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2022 - 11 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2022 - 11 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 31 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2016 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2016 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2013 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jun 2013 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jun 2013 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
24 Jun 2013 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 16 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TIN, CARMEN
:
Chinese Name of Relevant Individual
田美蘭
:
HKMA Registration Number
AA1418
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1418
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
02 Dec 2025 - 17 Apr 2026
No
AA1418
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
02 Dec 2025 - 17 Apr 2026
No
AA1418
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
12 Sep 2024 - 14 Oct 2025
Yes
AA1418
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
12 Sep 2024 - 14 Oct 2025
Yes
AA1418
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
15 Jul 2022 - 11 Sep 2024
No
AA1418
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
15 Jul 2022 - 11 Sep 2024
No
AA1418
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 31 May 2022
No
AA1418
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 31 May 2022
No
AA1418
BANK OF MONTREAL
Type 1: dealing in securities
30 Jun 2016 - 30 Apr 2021
No
AA1418
BANK OF MONTREAL
Type 4: advising on securities
30 Jun 2016 - 30 Apr 2021
No
AA1418
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
24 Jun 2013 - 07 Aug 2015
No
AA1418
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
24 Jun 2013 - 07 Aug 2015
No
AA1418
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
24 Jun 2013 - 07 Aug 2015
No
AA1418
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
24 Jun 2013 - 07 Aug 2015
No
AA1418
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 16 Apr 2013
No
AA1418
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 16 Apr 2013
No
AA1418
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 16 Apr 2013
No
AA1418
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 16 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.