Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, SIU FUN CHRISTINE
Chinese Name of Relevant Individual
鄧小芬
HKMA Registration Number
AA1422
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 21 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 21 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2007 - 21 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2007 - 21 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2005 - 27 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2005 - 27 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 08 May 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 08 May 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, SIU FUN CHRISTINE
:
Chinese Name of Relevant Individual
鄧小芬
:
HKMA Registration Number
AA1422
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1422
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 21 Dec 2022
No
AA1422
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 21 Dec 2022
No
AA1422
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 May 2007 - 21 Dec 2022
No
AA1422
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 May 2007 - 21 Dec 2022
No
AA1422
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2005 - 27 May 2006
No
AA1422
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Aug 2005 - 27 May 2006
No
AA1422
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 08 May 2003
No
AA1422
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 08 May 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.