Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, LAI YIN
Chinese Name of Relevant Individual
鄧麗妍
HKMA Registration Number
AA1423
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2005 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2005 - 06 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2004 - 05 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2004 - 05 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Oct 2004 - 02 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Oct 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 14 Oct 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, LAI YIN
:
Chinese Name of Relevant Individual
鄧麗妍
:
HKMA Registration Number
AA1423
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1423
CREDIT SUISSE AG
Type 1: dealing in securities
12 Apr 2005 - 06 Sep 2023
No
AA1423
CREDIT SUISSE AG
Type 4: advising on securities
12 Apr 2005 - 06 Sep 2023
No
AA1423
CREDIT SUISSE
Type 1: dealing in securities
20 Oct 2004 - 05 Apr 2005
No
AA1423
CREDIT SUISSE
Type 4: advising on securities
20 Oct 2004 - 05 Apr 2005
No
AA1423
CREDIT SUISSE
Type 7: providing automated trading services
20 Oct 2004 - 02 Jan 2005
No
AA1423
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Oct 2004
No
AA1423
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 14 Oct 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.