Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, WING HIM MICHAEL
Chinese Name of Relevant Individual
譚永謙
HKMA Registration Number
AA1428
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2007 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2007 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 26 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 07 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 07 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, WING HIM MICHAEL
:
Chinese Name of Relevant Individual
譚永謙
:
HKMA Registration Number
AA1428
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1428
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Jun 2007 - 26 Jul 2018
No
AA1428
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jun 2007 - 26 Jul 2018
No
AA1428
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 26 Jul 2018
No
AA1428
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 26 Jul 2018
No
AA1428
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 07 Jun 2007
No
AA1428
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 07 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.