Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, LAI LILIAN
Chinese Name of Relevant Individual
孫麗
HKMA Registration Number
AA1440
Other HKMA Registration Number(s)
AE9381
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2022 - 13 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2022 - 13 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2022 - 13 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2022 - 13 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2022 - 26 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2022 - 26 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2021 - 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2021 - 16 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Feb 2019 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Feb 2019 - 17 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2018 - 01 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2018 - 01 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2018 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2018 - 27 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2018 - 13 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 59
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, LAI LILIAN
:
Chinese Name of Relevant Individual
孫麗
:
HKMA Registration Number
AA1440
:
Other HKMA Registration Number(s)
AE9381
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2022 - 13 Sep 2023
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2022 - 13 Sep 2023
No
AA1440
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Apr 2022 - 13 Sep 2023
No
AA1440
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Apr 2022 - 13 Sep 2023
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
04 Mar 2022 - 26 Mar 2022
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
04 Mar 2022 - 26 Mar 2022
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
30 Sep 2021 - 16 Oct 2021
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
30 Sep 2021 - 16 Oct 2021
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
20 Feb 2019 - 17 May 2019
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
20 Feb 2019 - 17 May 2019
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
14 Sep 2018 - 01 Oct 2018
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
14 Sep 2018 - 01 Oct 2018
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
24 Jul 2018 - 27 Jul 2018
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
24 Jul 2018 - 27 Jul 2018
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
02 Mar 2018 - 13 Mar 2018
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
02 Mar 2018 - 13 Mar 2018
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
15 Dec 2017 - 05 Jan 2018
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
15 Dec 2017 - 05 Jan 2018
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
07 Jul 2017 - 14 Jul 2017
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
07 Jul 2017 - 14 Jul 2017
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
12 Jun 2017 - 16 Jun 2017
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
12 Jun 2017 - 16 Jun 2017
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
01 Jan 2015 - 31 Dec 2016
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
01 Jan 2015 - 31 Dec 2016
No
AA1440
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Jan 2015 - 31 Dec 2016
No
AA1440
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Jan 2015 - 31 Dec 2016
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
15 Dec 2014 - 31 Dec 2014
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
15 Dec 2014 - 31 Dec 2014
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
03 Nov 2014 - 28 Nov 2014
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
03 Nov 2014 - 28 Nov 2014
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2014 - 13 Sep 2014
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2014 - 13 Sep 2014
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
06 May 2014 - 16 May 2014
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
06 May 2014 - 16 May 2014
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
10 Feb 2014 - 22 Feb 2014
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
10 Feb 2014 - 22 Feb 2014
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
13 Nov 2013 - 30 Nov 2013
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
13 Nov 2013 - 30 Nov 2013
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
19 Sep 2013 - 27 Sep 2013
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
19 Sep 2013 - 27 Sep 2013
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
21 Aug 2012 - 31 Aug 2012
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
21 Aug 2012 - 31 Aug 2012
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
22 Nov 2011 - 25 Nov 2011
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
22 Nov 2011 - 25 Nov 2011
No
AE9381
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Nov 2011 - 25 Nov 2011
No
AE9381
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
22 Nov 2011 - 25 Nov 2011
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
27 Jun 2011 - 08 Jul 2011
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
27 Jun 2011 - 08 Jul 2011
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
11 May 2011 - 14 May 2011
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
11 May 2011 - 14 May 2011
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
11 Feb 2011 - 21 Feb 2011
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
11 Feb 2011 - 21 Feb 2011
No
AE9381
CITIBANK, N.A.
Type 1: dealing in securities
22 Dec 2010 - 30 Dec 2010
No
AE9381
CITIBANK, N.A.
Type 4: advising on securities
22 Dec 2010 - 30 Dec 2010
No
AA1440
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 02 Dec 2010
No
AA1440
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 02 Dec 2010
No
AA1440
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Nov 2006 - 02 Dec 2010
No
AA1440
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 02 Dec 2010
No
AA1440
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 02 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.