Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STANTON III, WALTER XAVIER
Chinese Name of Relevant Individual
HKMA Registration Number
AA1442
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2011 - 18 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2011 - 18 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
28 Jul 2011 - 18 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2004 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2004 - 09 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 08 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 08 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STANTON III, WALTER XAVIER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA1442
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1442
LGT BANK AG
Type 1: dealing in securities
28 Jul 2011 - 18 Apr 2023
Yes
AA1442
LGT BANK AG
Type 4: advising on securities
28 Jul 2011 - 18 Apr 2023
Yes
AA1442
LGT BANK AG
Type 9: asset management
28 Jul 2011 - 18 Apr 2023
Yes
AA1442
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 09 Apr 2007
No
AA1442
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 09 Apr 2007
No
AA1442
CITIBANK, N.A.
Type 1: dealing in securities
12 Aug 2004 - 09 Apr 2007
No
AA1442
CITIBANK, N.A.
Type 4: advising on securities
12 Aug 2004 - 09 Apr 2007
No
AA1442
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 08 Aug 2004
No
AA1442
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 08 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.