Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SONG, YI SHIN
Chinese Name of Relevant Individual
宋怡欣
HKMA Registration Number
AA1443
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Jun 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGING DIRECTOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Jun 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2018 - 18 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2014 - 21 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2014 - 21 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2014 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2014 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Dec 2009 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Dec 2009 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2006 - 06 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2006 - 06 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2005 - 15 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
06 Jul 2005 - 15 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SONG, YI SHIN
:
Chinese Name of Relevant Individual
宋怡欣
:
HKMA Registration Number
AA1443
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Jun 2018
Yes
MANAGING DIRECTOR
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021
No
MANAGING DIRECTOR
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1443
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 01 Apr 2021
No
AA1443
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 19 Jun 2020
Yes
AA1443
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
26 Jun 2018 - 18 Jun 2020
No
AA1443
UBS AG
Type 1: dealing in securities
25 Jul 2014 - 21 Mar 2018
No
AA1443
UBS AG
Type 4: advising on securities
25 Jul 2014 - 21 Mar 2018
No
AA1443
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
24 Apr 2014 - 27 Jun 2014
No
AA1443
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
24 Apr 2014 - 27 Jun 2014
No
AA1443
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Dec 2009 - 11 Apr 2014
No
AA1443
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Dec 2009 - 11 Apr 2014
No
AA1443
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2006 - 06 Dec 2009
No
AA1443
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2006 - 06 Dec 2009
No
AA1443
ABN AMRO BANK N.V.
Type 1: dealing in securities
06 Jul 2005 - 15 Nov 2006
No
AA1443
ABN AMRO BANK N.V.
Type 9: asset management
06 Jul 2005 - 15 Nov 2006
No
AA1443
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 Jul 2005
No
AA1443
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 06 Jul 2005
No
AA1443
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 05 Jul 2005
No
AA1443
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 05 Jul 2005
No
AA1443
ABN AMRO BANK N.V.
Type 1: dealing in securities
04 Jul 2005
No
AA1443
ABN AMRO BANK N.V.
Type 9: asset management
04 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.