Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAO, KAM FU
Chinese Name of Relevant Individual
邵金虎
HKMA Registration Number
AA1456
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2007 - 27 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2007 - 27 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2007 - 27 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2007 - 27 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2005 - 12 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2005 - 12 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAO, KAM FU
:
Chinese Name of Relevant Individual
邵金虎
:
HKMA Registration Number
AA1456
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1456
CITIBANK, N.A.
Type 4: advising on securities
10 Nov 2007 - 27 Oct 2017
No
AA1456
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
10 Nov 2007 - 27 Oct 2017
No
AA1456
CITIBANK, N.A.
Type 1: dealing in securities
23 May 2007 - 27 Oct 2017
No
AA1456
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
23 May 2007 - 27 Oct 2017
No
AA1456
UBS AG
Type 1: dealing in securities
11 May 2005 - 12 May 2007
No
AA1456
UBS AG
Type 4: advising on securities
11 May 2005 - 12 May 2007
No
AA1456
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.