Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, YUI SAI
Chinese Name of Relevant Individual
潘蕊茜
HKMA Registration Number
AA1461
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2016 - 09 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2016 - 09 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2016 - 09 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2016 - 09 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2013 - 10 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2013 - 10 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2010 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2010 - 31 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 25 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 25 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 25 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2004 - 25 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 12 Feb 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, YUI SAI
:
Chinese Name of Relevant Individual
潘蕊茜
:
HKMA Registration Number
AA1461
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1461
CITIBANK, N.A.
Type 1: dealing in securities
01 Dec 2016 - 09 Aug 2023
No
AA1461
CITIBANK, N.A.
Type 4: advising on securities
01 Dec 2016 - 09 Aug 2023
No
AA1461
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Dec 2016 - 09 Aug 2023
No
AA1461
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Dec 2016 - 09 Aug 2023
No
AA1461
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
30 Jul 2013 - 10 Nov 2016
No
AA1461
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
30 Jul 2013 - 10 Nov 2016
No
AA1461
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Apr 2010 - 31 May 2013
No
AA1461
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2010 - 31 May 2013
No
AA1461
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 25 Mar 2010
No
AA1461
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 25 Mar 2010
No
AA1461
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 25 Mar 2010
No
AA1461
CITIBANK, N.A.
Type 1: dealing in securities
18 Feb 2004 - 25 Mar 2010
No
AA1461
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 12 Feb 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.