Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
POON, KWOK KWONG
Chinese Name of Relevant Individual

潘國光
HKMA Registration Number
AA1462
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Aug 2007
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, HEAD OF INVESTMENT ADVISORY
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Aug 2007
Is an Executive Officer? (Yes / No)
No
Capacity
FIRST VICE PRESIDENT, HEAD OF INVESTMENT ADVISORY
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
POON, KWOK KWONG
:
Chinese Name of Relevant Individual
潘國光
:
HKMA Registration Number
AA1462
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2007
No
FIRST VICE PRESIDENT, HEAD OF INVESTMENT ADVISORY
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2007
No
FIRST VICE PRESIDENT, HEAD OF INVESTMENT ADVISORY