Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, WAI TIM TIMMY
Chinese Name of Relevant Individual
彭偉添
HKMA Registration Number
AA1467
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2015 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2015 - 02 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2010 - 18 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2010 - 18 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2006 - 03 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2005 - 06 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 14 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 14 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, WAI TIM TIMMY
:
Chinese Name of Relevant Individual
彭偉添
:
HKMA Registration Number
AA1467
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1467
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Jun 2015 - 02 Aug 2015
No
AA1467
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Jun 2015 - 02 Aug 2015
No
AA1467
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Mar 2010 - 18 Jul 2014
No
AA1467
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Mar 2010 - 18 Jul 2014
No
AA1467
UBS AG
Type 1: dealing in securities
10 Nov 2006 - 03 Jan 2010
No
AA1467
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Oct 2005 - 06 Nov 2006
No
AA1467
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 14 Sep 2005
No
AA1467
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 14 Sep 2005
No
AA1467
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 Jul 2005
No
AA1467
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 06 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.