Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, WING KIN
Chinese Name of Relevant Individual
吳永健
HKMA Registration Number
AA1478
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2018 - 29 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2018 - 29 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2018 - 19 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 19 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, WING KIN
:
Chinese Name of Relevant Individual
吳永健
:
HKMA Registration Number
AA1478
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1478
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Aug 2018 - 29 Jul 2019
No
AA1478
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Aug 2018 - 29 Jul 2019
No
AA1478
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
12 Jun 2018 - 19 Jul 2018
No
AA1478
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Apr 2003 - 19 Jul 2018
No
AA1478
CITIC KA WAH BANK LIMITED
Type 7: providing automated trading services
01 Apr 2003 - 02 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.