Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KONG SANG
Chinese Name of Relevant Individual
吳港生
HKMA Registration Number
AA1485
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
First date of engagement
30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANQUE PICTET & CIE SA
SFC CE number
BMG891
Business Address
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
BANQUE PICTET & CIE SA
Effective Date
30 Mar 2021
Description
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
Since 30 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
25 Nov 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
23 Dec 2014 - 14 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2009 - 14 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2009 - 14 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2008 - 16 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
15 Aug 2008 - 16 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2005 - 09 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2005 - 15 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 05 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KONG SANG
:
Chinese Name of Relevant Individual
吳港生
:
HKMA Registration Number
AA1485
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANQUE PICTET & CIE SA
Type 1: dealing in securities
30 Mar 2021
Yes
RELATIONSHIP MANAGEMENT
BANQUE PICTET & CIE SA
Type 4: advising on securities
30 Mar 2021
Yes
RELATIONSHIP MANAGEMENT
BANQUE PICTET & CIE SA
Type 9: asset management
30 Mar 2021
Yes
RELATIONSHIP MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANQUE PICTET & CIE SA
BMG891
9/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG
Registered Institution
Effective Date
Description
BANQUE PICTET & CIE SA
1
30 Mar 2021
For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1485
BANQUE PICTET & CIE SA
Type 1: dealing in securities
Since 30 Mar 2021
Yes
AA1485
BANQUE PICTET & CIE SA
Type 4: advising on securities
Since 30 Mar 2021
Yes
AA1485
BANQUE PICTET & CIE SA
Type 9: asset management
Since 30 Mar 2021
Yes
AA1485
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
25 Nov 2019 - 30 Jul 2021
No
AA1485
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
25 Nov 2019 - 30 Jul 2021
No
AA1485
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
25 Nov 2019 - 30 Jul 2021
No
AA1485
CREDIT SUISSE AG
Type 9: asset management
23 Dec 2014 - 14 Aug 2019
Yes
AA1485
CREDIT SUISSE AG
Type 1: dealing in securities
17 Jun 2009 - 14 Aug 2019
Yes
AA1485
CREDIT SUISSE AG
Type 4: advising on securities
17 Jun 2009 - 14 Aug 2019
Yes
AA1485
CREDIT SUISSE
Type 1: dealing in securities
15 Aug 2008 - 16 Jun 2009
No
AA1485
CREDIT SUISSE
Type 4: advising on securities
15 Aug 2008 - 16 Jun 2009
No
AA1485
UBS AG
Type 1: dealing in securities
23 Jun 2005 - 09 Apr 2008
No
AA1485
UBS AG
Type 1: dealing in securities
11 Jun 2005 - 15 Jun 2005
No
AA1485
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 05 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.