Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

NG, KING HANG DOMINIC

Chinese Name of Relevant Individual

伍景恒

HKMA Registration Number

AA1486

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

BNP PARIBAS

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Mar 2019 - 30 Sep 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BNP PARIBAS

Regulated Activity

Type 4: advising on securities

Effective Period

01 Mar 2019 - 30 Sep 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

20 Apr 2017 - 07 Jan 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

20 Apr 2017 - 07 Jan 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Nov 2013 - 22 Mar 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Nov 2013 - 22 Mar 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2009 - 01 Nov 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HSBC PRIVATE BANK (SUISSE) SA

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2009 - 01 Nov 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 11 Aug 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

NG, KING HANG DOMINIC

:

Chinese Name of Relevant Individual

伍景恒

:

HKMA Registration Number

AA1486

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1486

BNP PARIBAS

Type 1: dealing in securities

01 Mar 2019 - 30 Sep 2022

No

AA1486

BNP PARIBAS

Type 4: advising on securities

01 Mar 2019 - 30 Sep 2022

No

AA1486

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Type 1: dealing in securities

20 Apr 2017 - 07 Jan 2019

No

AA1486

STANDARD CHARTERED BANK (HONG KONG) LIMITED

Type 4: advising on securities

20 Apr 2017 - 07 Jan 2019

No

AA1486

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 1: dealing in securities

01 Nov 2013 - 22 Mar 2017

No

AA1486

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 4: advising on securities

01 Nov 2013 - 22 Mar 2017

No

AA1486

HSBC PRIVATE BANK (SUISSE) SA

Type 1: dealing in securities

01 Apr 2009 - 01 Nov 2013

No

AA1486

HSBC PRIVATE BANK (SUISSE) SA

Type 4: advising on securities

01 Apr 2009 - 01 Nov 2013

No

AA1486

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 11 Aug 2005

No