Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOUDGIL, SIDDHARTH
Chinese Name of Relevant Individual
HKMA Registration Number
AA1493
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2017 - 23 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2008 - 13 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2008 - 13 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2004 - 05 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 08 Aug 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 08 Aug 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOUDGIL, SIDDHARTH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AA1493
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1493
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
10 Oct 2017 - 23 Feb 2021
No
AA1493
CREDIT SUISSE AG
Type 1: dealing in securities
21 Oct 2008 - 13 Jul 2017
No
AA1493
CREDIT SUISSE AG
Type 4: advising on securities
21 Oct 2008 - 13 Jul 2017
No
AA1493
UBS AG
Type 1: dealing in securities
10 Sep 2008
No
AA1493
UBS AG
Type 1: dealing in securities
09 Sep 2004 - 05 Sep 2008
No
AA1493
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 08 Aug 2004
No
AA1493
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 08 Aug 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.