Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, PUI YAN JEANIE
Chinese Name of Relevant Individual
莫貝茵
HKMA Registration Number
AA1495
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2004 - 29 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2004 - 29 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AMERICAN EXPRESS BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
14 May 2004 - 29 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 May 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 06 May 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, PUI YAN JEANIE
:
Chinese Name of Relevant Individual
莫貝茵
:
HKMA Registration Number
AA1495
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1495
AMERICAN EXPRESS BANK LIMITED
Type 1: dealing in securities
14 May 2004 - 29 Sep 2006
No
AA1495
AMERICAN EXPRESS BANK LIMITED
Type 4: advising on securities
14 May 2004 - 29 Sep 2006
No
AA1495
AMERICAN EXPRESS BANK LIMITED
Type 9: asset management
14 May 2004 - 29 Sep 2006
No
AA1495
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 May 2004
No
AA1495
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 06 May 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.