Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, KAR YUE
Chinese Name of Relevant Individual
麥嘉如
HKMA Registration Number
AA1507
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SR INVESTMENT CONSULTANT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Dec 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SR INVESTMENT CONSULTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2012 - 08 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2012 - 08 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2004 - 14 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 14 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, KAR YUE
:
Chinese Name of Relevant Individual
麥嘉如
:
HKMA Registration Number
AA1507
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Dec 2024
No
SR INVESTMENT CONSULTANT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Dec 2024
No
SR INVESTMENT CONSULTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1507
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 12 Dec 2024
No
AA1507
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 12 Dec 2024
No
AA1507
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
04 Sep 2012 - 08 Jan 2024
No
AA1507
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
04 Sep 2012 - 08 Jan 2024
No
AA1507
CITIBANK, N.A.
Type 4: advising on securities
12 Oct 2004 - 14 Sep 2005
No
AA1507
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 14 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.