Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, CHI WAI
Chinese Name of Relevant Individual
麥志偉
HKMA Registration Number
AA1512
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2017 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2017 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2017 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2017 - 31 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2013 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2013 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
19 Jan 2012 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2011 - 25 Nov 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2010 - 10 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2010 - 10 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 18 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2008 - 18 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 18 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 18 Feb 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, CHI WAI
:
Chinese Name of Relevant Individual
麥志偉
:
HKMA Registration Number
AA1512
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1512
CITIBANK, N.A.
Type 1: dealing in securities
05 May 2017 - 31 Oct 2019
No
AA1512
CITIBANK, N.A.
Type 4: advising on securities
05 May 2017 - 31 Oct 2019
No
AA1512
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 May 2017 - 31 Oct 2019
No
AA1512
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 May 2017 - 31 Oct 2019
No
AA1512
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
25 Feb 2013 - 18 Jan 2017
No
AA1512
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
25 Feb 2013 - 18 Jan 2017
No
AA1512
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 9: asset management
19 Jan 2012 - 25 Nov 2012
Yes
AA1512
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Jul 2011 - 25 Nov 2012
Yes
AA1512
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jul 2011 - 25 Nov 2012
Yes
AA1512
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Mar 2010 - 10 Jul 2011
No
AA1512
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Mar 2010 - 10 Jul 2011
No
AA1512
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 18 Feb 2010
No
AA1512
CITIBANK, N.A.
Type 4: advising on securities
04 Jun 2008 - 18 Feb 2010
No
AA1512
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 18 Feb 2010
No
AA1512
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 18 Feb 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.