Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, ANDREA
Chinese Name of Relevant Individual
馬顯璀
HKMA Registration Number
AA1519
Other HKMA Registration Number(s)
AC2420
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 18 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 18 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2012 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2012 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2011 - 16 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2009 - 16 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2006 - 07 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2006 - 31 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2005 - 06 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ING BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2004 - 28 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 24 Jun 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 24 Jun 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, ANDREA
:
Chinese Name of Relevant Individual
馬顯璀
:
HKMA Registration Number
AA1519
:
Other HKMA Registration Number(s)
AC2420
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC2420
LGT BANK AG
Type 1: dealing in securities
Since 18 Sep 2019
No
AC2420
LGT BANK AG
Type 2: dealing in futures contracts
Since 18 Sep 2019
No
AC2420
LGT BANK AG
Type 4: advising on securities
Since 18 Sep 2019
No
AC2420
LGT BANK AG
Type 5: advising on futures contracts
Since 18 Sep 2019
No
AC2420
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
07 Sep 2012 - 30 Aug 2019
No
AC2420
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
07 Sep 2012 - 30 Aug 2019
No
AC2420
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
01 Jan 2011 - 16 Nov 2011
No
AC2420
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
11 Jun 2009 - 16 Nov 2011
No
AC2420
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
18 Aug 2006 - 07 Jun 2009
No
AC2420
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
18 Aug 2006 - 31 May 2009
No
AC2420
UBS AG
Type 1: dealing in securities
06 May 2005 - 06 Aug 2006
No
AC2420
ING BANK N.V.
Type 1: dealing in securities
01 Jul 2004 - 28 Apr 2005
No
AA1519
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 24 Jun 2004
No
AA1519
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 24 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.