Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOOK, WAI YI
Chinese Name of Relevant Individual
陸慧儀
HKMA Registration Number
AA1528
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2012 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2012 - 31 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2004 - 12 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2004 - 12 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2003 - 02 Apr 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2003 - 02 Apr 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 28 Aug 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOOK, WAI YI
:
Chinese Name of Relevant Individual
陸慧儀
:
HKMA Registration Number
AA1528
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1528
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2012 - 31 Jul 2017
No
AA1528
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2012 - 31 Jul 2017
No
AA1528
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2004 - 12 Jul 2011
No
AA1528
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2004 - 12 Jul 2011
No
AA1528
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2003 - 02 Apr 2004
No
AA1528
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2003 - 02 Apr 2004
No
AA1528
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 28 Aug 2003
No
AA1528
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 28 Aug 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.