Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LO, YEE WAI IVIS

Chinese Name of Relevant Individual

羅綺慧

HKMA Registration Number

AA1531

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Sep 2019 - 31 Dec 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Sep 2019 - 31 Dec 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

04 Jan 2017 - 31 Dec 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

04 Jan 2017 - 31 Dec 2021

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Jul 2005 - 25 Jan 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2005 - 25 Jan 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

20 Apr 2005 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

20 Apr 2005 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 14 Apr 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 14 Apr 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

LO, YEE WAI IVIS

:

Chinese Name of Relevant Individual

羅綺慧

:

HKMA Registration Number

AA1531

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1531

CITIBANK, N.A.

Type 1: dealing in securities

01 Sep 2019 - 31 Dec 2021

No

AA1531

CITIBANK, N.A.

Type 4: advising on securities

01 Sep 2019 - 31 Dec 2021

No

AA1531

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

04 Jan 2017 - 31 Dec 2021

No

AA1531

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

04 Jan 2017 - 31 Dec 2021

No

AA1531

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Jul 2005 - 25 Jan 2016

No

AA1531

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Jul 2005 - 25 Jan 2016

No

AA1531

CITIBANK, N.A.

Type 1: dealing in securities

20 Apr 2005 - 06 Jul 2005

No

AA1531

CITIBANK, N.A.

Type 4: advising on securities

20 Apr 2005 - 06 Jul 2005

No

AA1531

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 14 Apr 2005

No

AA1531

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 14 Apr 2005

No