Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, WING MEI SHIRLEY
Chinese Name of Relevant Individual
羅詠媚
HKMA Registration Number
AA1533
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2006 - 03 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2005 - 30 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2005 - 30 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2004 - 07 Dec 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 02 Sep 2004
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, WING MEI SHIRLEY
:
Chinese Name of Relevant Individual
羅詠媚
:
HKMA Registration Number
AA1533
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1533
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
27 Jul 2006 - 03 May 2007
No
AA1533
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2005 - 30 Jun 2005
No
AA1533
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2005 - 30 Jun 2005
No
AA1533
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Sep 2004 - 07 Dec 2004
No
AA1533
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 02 Sep 2004
No
AA1533
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 02 Sep 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.