Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, WAI MING STEVEN
Chinese Name of Relevant Individual

盧偉明
HKMA Registration Number
AA1535
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Feb 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF CITI PRIVATE BANK, JANA & ASIA SOUTH
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Feb 2018
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF CITI PRIVATE BANK, JANA & ASIA SOUTH
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Feb 2018
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF ASIA NORTH & AUSTRALIA, CITI PRIVATE BANK
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Feb 2018
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF ASIA NORTH & AUSTRALIA, CITI PRIVATE BANK
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, WAI MING STEVEN
:
Chinese Name of Relevant Individual
盧偉明
:
HKMA Registration Number
AA1535
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
01 Feb 2018
Yes
HEAD OF CITI PRIVATE BANK, JANA & ASIA SOUTH
CITIBANK, N.A.
Type 4: advising on securities
01 Feb 2018
Yes
HEAD OF CITI PRIVATE BANK, JANA & ASIA SOUTH
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Feb 2018
No
HEAD OF ASIA NORTH & AUSTRALIA, CITI PRIVATE BANK
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Feb 2018
No
HEAD OF ASIA NORTH & AUSTRALIA, CITI PRIVATE BANK