Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KAI MAN TERENCE
Chinese Name of Relevant Individual
盧繼文
HKMA Registration Number
AA1538
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2005 - 21 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2005 - 21 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 02 Jan 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 02 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KAI MAN TERENCE
:
Chinese Name of Relevant Individual
盧繼文
:
HKMA Registration Number
AA1538
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1538
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2005 - 21 Feb 2007
No
AA1538
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2005 - 21 Feb 2007
No
AA1538
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 02 Jan 2005
No
AA1538
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 02 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.