Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LO, CHI YUEN BORIS

Chinese Name of Relevant Individual

盧志遠

HKMA Registration Number

AA1539

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

18 Nov 2010 - 02 Jul 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

18 Nov 2010 - 02 Jul 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

AMERICAN EXPRESS BANK LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

20 Dec 2005 - 31 Jul 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

AMERICAN EXPRESS BANK LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

20 Dec 2005 - 31 Jul 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

AMERICAN EXPRESS BANK LIMITED

Regulated Activity

Type 9: asset management

Effective Period

20 Dec 2005 - 31 Jul 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

STANDARD CHARTERED BANK

Regulated Activity

Type 1: dealing in securities

Effective Period

26 May 2004 - 30 Jun 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIC KA WAH BANK LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

05 Nov 2003 - 17 Apr 2004

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

ABN AMRO BANK N.V.

Regulated Activity

Type 1: dealing in securities

Effective Period

23 Jul 2003 - 14 Oct 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 24 Jul 2003

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 24 Jul 2003

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

LO, CHI YUEN BORIS

:

Chinese Name of Relevant Individual

盧志遠

:

HKMA Registration Number

AA1539

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1539

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

18 Nov 2010 - 02 Jul 2014

No

AA1539

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

18 Nov 2010 - 02 Jul 2014

No

AA1539

AMERICAN EXPRESS BANK LIMITED

Type 1: dealing in securities

20 Dec 2005 - 31 Jul 2006

No

AA1539

AMERICAN EXPRESS BANK LIMITED

Type 4: advising on securities

20 Dec 2005 - 31 Jul 2006

No

AA1539

AMERICAN EXPRESS BANK LIMITED

Type 9: asset management

20 Dec 2005 - 31 Jul 2006

No

AA1539

STANDARD CHARTERED BANK

Type 1: dealing in securities

26 May 2004 - 30 Jun 2004

No

AA1539

CITIC KA WAH BANK LIMITED

Type 1: dealing in securities

05 Nov 2003 - 17 Apr 2004

No

AA1539

ABN AMRO BANK N.V.

Type 1: dealing in securities

23 Jul 2003 - 14 Oct 2003

No

AA1539

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 24 Jul 2003

No

AA1539

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 24 Jul 2003

No