Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, YIK HUNG
Chinese Name of Relevant Individual
劉亦雄
HKMA Registration Number
AA1540
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2024 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2024 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2022 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2022 - 05 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 12 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jan 2020 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jan 2020 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2014 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2014 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2009 - 04 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2005 - 12 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2005 - 12 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2005 - 25 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2004 - 25 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, YIK HUNG
:
Chinese Name of Relevant Individual
劉亦雄
:
HKMA Registration Number
AA1540
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1540
EFG BANK AG
Type 1: dealing in securities
07 Jun 2024 - 13 Mar 2026
No
AA1540
EFG BANK AG
Type 4: advising on securities
07 Jun 2024 - 13 Mar 2026
No
AA1540
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Nov 2022 - 05 Mar 2024
No
AA1540
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Nov 2022 - 05 Mar 2024
No
AA1540
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 12 Aug 2022
No
AA1540
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 12 Aug 2022
No
AA1540
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
02 Jan 2020 - 30 Jul 2021
No
AA1540
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
02 Jan 2020 - 30 Jul 2021
No
AA1540
CREDIT SUISSE AG
Type 1: dealing in securities
31 May 2014 - 30 Aug 2019
No
AA1540
CREDIT SUISSE AG
Type 4: advising on securities
31 May 2014 - 30 Aug 2019
No
AA1540
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Nov 2009 - 04 Apr 2014
No
AA1540
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
29 Sep 2005 - 12 Dec 2006
No
AA1540
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
29 Sep 2005 - 12 Dec 2006
No
AA1540
BNP PARIBAS
Type 1: dealing in securities
08 Jul 2005 - 25 Sep 2005
No
AA1540
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
16 Jul 2004 - 25 Sep 2005
No
AA1540
BNP PARIBAS
Type 1: dealing in securities
16 Jul 2004 - 30 Dec 2004
No
AA1540
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 24 Jun 2004
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.