Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, YANG MING
Chinese Name of Relevant Individual
林楊銘
HKMA Registration Number
AA1545
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2009 - 30 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2006 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2005 - 30 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 13 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, YANG MING
:
Chinese Name of Relevant Individual
林楊銘
:
HKMA Registration Number
AA1545
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1545
EFG BANK AG
Type 1: dealing in securities
14 Jan 2009 - 30 Nov 2009
No
AA1545
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 20 Nov 2008
No
AA1545
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Jun 2008 - 20 Nov 2008
No
AA1545
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Jun 2008 - 20 Nov 2008
No
AA1545
CITIBANK, N.A.
Type 1: dealing in securities
27 Sep 2006 - 20 Nov 2008
No
AA1545
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
28 Jul 2005 - 30 Jun 2006
No
AA1545
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 13 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.