Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, KWAN YUET
Chinese Name of Relevant Individual
連君悅
HKMA Registration Number
AA1546
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2015 - 19 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2015 - 19 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2007 - 16 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2007 - 16 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2006 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 24 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 24 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, KWAN YUET
:
Chinese Name of Relevant Individual
連君悅
:
HKMA Registration Number
AA1546
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1546
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
03 Mar 2015 - 19 Jul 2022
No
AA1546
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
03 Mar 2015 - 19 Jul 2022
No
AA1546
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 May 2007 - 16 Apr 2008
No
AA1546
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
16 May 2007 - 16 Apr 2008
No
AA1546
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Aug 2006 - 03 Oct 2006
No
AA1546
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 24 Apr 2003
No
AA1546
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 24 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
