Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, KAM TUNG
Chinese Name of Relevant Individual
連錦東
HKMA Registration Number
AA1547
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENTS AND WEALTH SOLUTIONS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF INVESTMENTS AND WEALTH SOLUTIONS
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
15 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 15 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2023 - 14 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2023 - 14 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2004 - 25 May 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2004 - 25 May 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Apr 2003 - 21 Mar 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, KAM TUNG
:
Chinese Name of Relevant Individual
連錦東
:
HKMA Registration Number
AA1547
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Mar 2023
Yes
HEAD OF INVESTMENTS AND WEALTH SOLUTIONS
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Mar 2023
Yes
HEAD OF INVESTMENTS AND WEALTH SOLUTIONS
HANG SENG BANK, LIMITED
Type 9: asset management
15 Mar 2023
No
INVESTMENT SERVICES
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1547
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 15 Jul 2024
Yes
AA1547
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 15 Jul 2024
Yes
AA1547
HANG SENG BANK, LIMITED
Type 9: asset management
Since 15 Mar 2023
No
AA1547
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Mar 2023 - 14 Jul 2024
No
AA1547
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Mar 2023 - 14 Jul 2024
No
AA1547
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jun 2004 - 25 May 2008
Yes
AA1547
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jun 2004 - 25 May 2008
Yes
AA1547
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 07 Jul 2005
No
AA1547
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 07 Jul 2005
No
AA1547
CITIBANK, N.A.
Type 7: providing automated trading services
02 Apr 2003 - 21 Mar 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.