Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIM, SEOW KENG
Chinese Name of Relevant Individual
林曉卿
HKMA Registration Number
AA1550
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2004 - 22 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2004 - 22 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 13 Nov 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIM, SEOW KENG
:
Chinese Name of Relevant Individual
林曉卿
:
HKMA Registration Number
AA1550
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1550
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
28 Jan 2004 - 22 May 2009
No
AA1550
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
28 Jan 2004 - 22 May 2009
No
AA1550
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 13 Nov 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.