Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, MAN WAI JASMINE
Chinese Name of Relevant Individual
李文慧
HKMA Registration Number
AA1558
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2024 - 27 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2024 - 27 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2013 - 25 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2013 - 25 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2010 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2010 - 01 Nov 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2010 - 24 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2010 - 24 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2008 - 21 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2003 - 29 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 10 Jul 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 10 Jul 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, MAN WAI JASMINE
:
Chinese Name of Relevant Individual
李文慧
:
HKMA Registration Number
AA1558
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1558
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 Sep 2024 - 27 Nov 2024
No
AA1558
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 Sep 2024 - 27 Nov 2024
No
AA1558
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Nov 2013 - 25 Aug 2024
No
AA1558
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Nov 2013 - 25 Aug 2024
No
AA1558
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
01 Dec 2010 - 01 Nov 2013
No
AA1558
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
01 Dec 2010 - 01 Nov 2013
No
AA1558
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
16 Nov 2010 - 24 Nov 2010
No
AA1558
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
16 Nov 2010 - 24 Nov 2010
No
AA1558
UBS AG
Type 1: dealing in securities
10 Jan 2008 - 21 Apr 2009
No
AA1558
SOCIETE GENERALE
Type 1: dealing in securities
17 Jul 2003 - 29 Jun 2005
No
AA1558
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 10 Jul 2003
No
AA1558
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 10 Jul 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.