Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, KIT SUM GINA
Chinese Name of Relevant Individual
李潔芯
HKMA Registration Number
AA1561
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2012 - 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2012 - 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2012 - 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2012 - 04 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 06 Jan 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, KIT SUM GINA
:
Chinese Name of Relevant Individual
李潔芯
:
HKMA Registration Number
AA1561
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1561
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Jul 2012 - 04 Jan 2013
No
AA1561
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Jul 2012 - 04 Jan 2013
No
AA1561
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2012 - 04 Jan 2013
No
AA1561
CITIBANK, N.A.
Type 4: advising on securities
06 Jul 2012 - 04 Jan 2013
No
AA1561
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 06 Jan 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.