Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, WAI MAN
Chinese Name of Relevant Individual
梁偉文
HKMA Registration Number
AA1569
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2012 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2012 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
23 Mar 2012 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2006 - 21 Oct 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2006 - 21 Oct 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2006 - 14 Oct 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2006 - 14 Oct 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 9: asset management
Effective Period
13 Apr 2006 - 14 Oct 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2004 - 12 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 12 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2005 - 23 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2005 - 23 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, WAI MAN
:
Chinese Name of Relevant Individual
梁偉文
:
HKMA Registration Number
AA1569
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1569
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
23 Mar 2012 - 28 Apr 2016
Yes
AA1569
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
23 Mar 2012 - 28 Apr 2016
Yes
AA1569
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
23 Mar 2012 - 28 Apr 2016
Yes
AA1569
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Feb 2006 - 21 Oct 2008
Yes
AA1569
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
24 Feb 2006 - 21 Oct 2008
Yes
AA1569
CITIBANK, N.A.
Type 1: dealing in securities
13 Apr 2006 - 14 Oct 2008
Yes
AA1569
CITIBANK, N.A.
Type 4: advising on securities
13 Apr 2006 - 14 Oct 2008
Yes
AA1569
CITIBANK, N.A.
Type 9: asset management
13 Apr 2006 - 14 Oct 2008
Yes
AA1569
CITIBANK, N.A.
Type 4: advising on securities
11 Aug 2004 - 12 Apr 2006
No
AA1569
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 12 Apr 2006
No
AA1569
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 23 Feb 2006
No
AA1569
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 23 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.