Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, SUI NGAI
Chinese Name of Relevant Individual
梁穗毅
HKMA Registration Number
AA1573
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2014 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2014 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2012 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE BANK & TRUST
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2006 - 05 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2003 - 18 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 16 Apr 2003
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 16 Apr 2003
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, SUI NGAI
:
Chinese Name of Relevant Individual
梁穗毅
:
HKMA Registration Number
AA1573
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1573
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2014 - 31 Mar 2023
No
AA1573
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2014 - 31 Mar 2023
No
AA1573
SOCIETE GENERALE BANK & TRUST
Type 4: advising on securities
03 Jan 2012 - 05 Oct 2014
No
AA1573
SOCIETE GENERALE BANK & TRUST
Type 1: dealing in securities
13 Jun 2006 - 05 Oct 2014
No
AA1573
SOCIETE GENERALE
Type 1: dealing in securities
20 May 2003 - 18 Jun 2006
No
AA1573
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 16 Apr 2003
No
AA1573
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 16 Apr 2003
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.