Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

LEE, YUK TONG

Chinese Name of Relevant Individual

李玉堂

HKMA Registration Number

AA1594

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Aug 2010 - 16 Jul 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

01 Aug 2010 - 16 Jul 2012

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

28 Apr 2006 - 01 Jul 2010

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

28 Apr 2006 - 01 Jul 2010

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIC KA WAH BANK LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

20 Jul 2005 - 11 Apr 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Jul 2005 - 07 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2005 - 07 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Apr 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

01 Apr 2003 - 06 Jul 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-9 of 9

Public Disciplinary Actions

:

Name of Relevant Individual

LEE, YUK TONG

:

Chinese Name of Relevant Individual

李玉堂

:

HKMA Registration Number

AA1594

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AA1594

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 1: dealing in securities

01 Aug 2010 - 16 Jul 2012

No

AA1594

HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)

Type 4: advising on securities

01 Aug 2010 - 16 Jul 2012

No

AA1594

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

28 Apr 2006 - 01 Jul 2010

No

AA1594

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

28 Apr 2006 - 01 Jul 2010

No

AA1594

CITIC KA WAH BANK LIMITED

Type 1: dealing in securities

20 Jul 2005 - 11 Apr 2006

No

AA1594

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Jul 2005 - 07 Jul 2005

No

AA1594

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Jul 2005 - 07 Jul 2005

No

AA1594

CITIBANK, N.A.

Type 1: dealing in securities

01 Apr 2003 - 06 Jul 2005

No

AA1594

CITIBANK, N.A.

Type 4: advising on securities

01 Apr 2003 - 06 Jul 2005

No