Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, YIN PING CLARA
Chinese Name of Relevant Individual
李燕萍
HKMA Registration Number
AA1595
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2021 - 09 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2021 - 09 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2021 - 09 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2021 - 09 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2019 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2019 - 22 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 18 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 18 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2011 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2011 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2007 - 20 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2007 - 20 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS PRIVATE BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2006 - 04 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, YIN PING CLARA
:
Chinese Name of Relevant Individual
李燕萍
:
HKMA Registration Number
AA1595
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1595
CITIBANK, N.A.
Type 1: dealing in securities
06 Oct 2021 - 09 Sep 2022
No
AA1595
CITIBANK, N.A.
Type 4: advising on securities
06 Oct 2021 - 09 Sep 2022
No
AA1595
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Oct 2021 - 09 Sep 2022
No
AA1595
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Oct 2021 - 09 Sep 2022
No
AA1595
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Sep 2019 - 22 Jun 2021
No
AA1595
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Sep 2019 - 22 Jun 2021
No
AA1595
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 18 Jun 2019
No
AA1595
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 18 Jun 2019
No
AA1595
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
06 Sep 2014 - 30 Sep 2016
No
AA1595
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
06 Sep 2014 - 30 Sep 2016
No
AA1595
CREDIT SUISSE AG
Type 1: dealing in securities
29 Jun 2011 - 29 Jun 2012
No
AA1595
CREDIT SUISSE AG
Type 4: advising on securities
29 Jun 2011 - 29 Jun 2012
No
AA1595
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
08 Mar 2007 - 20 Jun 2011
No
AA1595
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
08 Mar 2007 - 20 Jun 2011
No
AA1595
BNP PARIBAS PRIVATE BANK
Type 1: dealing in securities
31 Jul 2006 - 04 Mar 2007
No
AA1595
BNP PARIBAS PRIVATE BANK
Type 4: advising on securities
31 Jul 2006 - 04 Mar 2007
No
AA1595
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 27 Jul 2006
No
AA1595
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 27 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.