Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, MEI CHING ALVA
Chinese Name of Relevant Individual
李美清
HKMA Registration Number
AA1600
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Oct 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF WEALTH MANAGEMENT
Remarks
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Oct 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
WELAB BANK LIMITED
SFC CE number
BOJ558
Business Address
23/F, K11 ATELIER KING'S ROAD, 728 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2023 - 10 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2023 - 10 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2010 - 28 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2010 - 28 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2009 - 01 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2009 - 01 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2008 - 15 Feb 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2008 - 15 Feb 2009
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2007 - 27 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2006 - 27 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2003 - 09 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2003 - 09 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, MEI CHING ALVA
:
Chinese Name of Relevant Individual
李美清
:
HKMA Registration Number
AA1600
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
WELAB BANK LIMITED
Type 1: dealing in securities
25 Oct 2023
Yes
HEAD OF WEALTH MANAGEMENT
WELAB BANK LIMITED
Type 4: advising on securities
25 Oct 2023
Yes
HEAD OF WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
WELAB BANK LIMITED
BOJ558
23/F, K11 ATELIER KING'S ROAD, 728 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AA1600
WELAB BANK LIMITED
Type 1: dealing in securities
Since 11 Apr 2024
Yes
AA1600
WELAB BANK LIMITED
Type 4: advising on securities
Since 11 Apr 2024
Yes
AA1600
WELAB BANK LIMITED
Type 1: dealing in securities
25 Oct 2023 - 10 Apr 2024
No
AA1600
WELAB BANK LIMITED
Type 4: advising on securities
25 Oct 2023 - 10 Apr 2024
No
AA1600
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
06 Aug 2010 - 28 Dec 2010
No
AA1600
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
06 Aug 2010 - 28 Dec 2010
No
AA1600
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
19 Feb 2009 - 01 Jul 2010
No
AA1600
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 4: advising on securities
19 Feb 2009 - 01 Jul 2010
No
AA1600
ABN AMRO BANK N.V.
Type 1: dealing in securities
28 Apr 2008 - 15 Feb 2009
Yes
AA1600
ABN AMRO BANK N.V.
Type 4: advising on securities
28 Apr 2008 - 15 Feb 2009
Yes
AA1600
ABN AMRO BANK N.V.
Type 4: advising on securities
15 Sep 2007 - 27 Apr 2008
No
AA1600
ABN AMRO BANK N.V.
Type 1: dealing in securities
13 Mar 2006 - 27 Apr 2008
No
AA1600
CITIBANK, N.A.
Type 1: dealing in securities
01 Apr 2003 - 09 Jun 2005
No
AA1600
CITIBANK, N.A.
Type 4: advising on securities
01 Apr 2003 - 09 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.